Bethea v. United States (decided Sept. 28, 2017)
Players: Associate Judges Glickman, Thompson, and Easterly. Opinion by Judge Easterly. Dissenting Opinion by Judge Thompson. Richard S. Stolker for the appellant. Trial Judge Craig Iscoe.
Facts: In February 2002, a jury convicted appellant of several counts related to a September 21, 1998 murder. The government’s case relied on a single, drug-addicted eyewitness, who testified (after being arrested on a material witness warrant) that while looking out of a certain Mr. Norwood’s apartment window, she saw appellant fire a gun into the driver’s side window of a car.
After appellant’s conviction, but before sentencing, the trial court appointed new counsel, and appellant filed a § 23-110 motion, alleging, inter alia, that trial counsel was ineffective for failing to call Norwood as a witness. Norwood’s affidavit attested that he had been away from his apartment between 7 am and 7 pm on the day of the murder and that there was “no way physically possible for [the eyewitness] to have been in [his] residence during the hours specified.” The trial court denied appellant’s motion as unripe because sentencing had not occurred. Counsel did not attempt to resurrect the motion after sentencing, and a different attorney was appointed for appeal.
In 2009, while appeal was still pending, appellate counsel successfully moved Judge Iscoe, to whom the case had been transferred, to “adopt” the previously dismissed § 23-110 motion and to stay the proceedings “pending further investigation and the possible filing of a supplement to the ineffective assistance motion.” Appellate counsel filed no motion to supplement or lift the stay, before Judge Iscoe reinstated appellant’s original post-trial attorney.
In August 2015, appellant’s original post-trial attorney filed a second § 23-110 motion, again alleging trial counsel’s ineffectiveness in failing to call Norwood as a witness. Judge Iscoe denied this motion without a hearing, finding, based on Norwood’s affidavit, that Norwood’s testimony would be too lacking in detail about Norwood’s basis of knowledge to warrant relief.
Issue: Did the reviewing court abuse its discretion by denying appellant’s IAC claim without a hearing, based on the finding that Norwood’s proposed testimony was too lacking in detail to warrant relief?
Holding: Yes. Appellant was entitled to an evidentiary hearing, unless there was “no circumstance under which [he] could establish facts that warrant relief.” Although this exception is triggered by claims that, “even if true, do not entitle the movant to relief,” that conclusion is not warranted here.
Norwood’s affidavit was not devoid of detail. Assuming it covered the time period when the murder occurred, his statement that it was impossible for the eyewitness to have been in his apartment fairly implied that he left his apartment and locked the door and that the witness had no way of getting in, as far as he knew.
Moreover, the reviewing court failed to consider that Norwood could have expanded on the affidavit at a hearing. By assessing appellant’s underlying IAC claim in light of mere assumptions about Norwood’s testimony, the reviewing court conflated the procedural question of whether there was some reason to deny a hearing with the distinct merits question of whether the claim warranted relief (after any questions of fact were properly resolved).
Under the appropriate standard, appellant was entitled to a hearing because the record does not show his inability to “establish facts warranting relief.” Rather, Norwood’s affidavit “alleged specific facts that indicate that counsel provided ineffective assistance by failing to call a witness who could have testified that the government’s sole eyewitness to the murder could not have seen what she said she saw.”
Judge Thompson dissents.
- In a footnote, the Court clarified that while a § 23-110 motion may also be denied without a hearing when it raises claims that “are vague and conclusory,” the trial court neither relied upon that ground to deny appellant’s motion, nor could have relied upon it, given that the motion “clearly state[d] the basis of his claim—[IAC]—and the manner in which [appellant] believes trial counsel provided that ineffective assistance.”
- Although appellant’s attorneys failed to supplement his IAC claim after his appellate attorney sought leave to do so, the Court was unwilling to infer that they thought doing so was necessary to obtain a hearing or that they had been, or would be, unable to do so. WC